About Us
Aside from administering and enforcing federal securities laws in order to maintain fair, honest, and efficient markets
Fighting securities fraud, however, requires teamwork. At the heart of effective investor protection is an educated and cautious investor. While it is the primary overseer and regulator of the securities markets, the works closely with many different institutions, including other federal departments and agencies, the self regulatory organizations, state securities regulators, and various private sector organizations.
Aside from administering and enforcing federal securities laws in order to maintain fair, honest, and efficient markets, The Financial Integrity Authority has continuously committed itself to disseminating information to the investing public in a timely and efficient manner, one channel of which is through its website that offers the public a wealth of informational resources.
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Identity Theft
Identity theft occurs when thieves steal your personal information (e.g., your Social Security number (SSN), birth date, credit card numbers, personal identification numbers (PINs), or...
More Public Information
Taxable Versus Tax-Free Transactions
Mergers and acquisitions can be either tax-free or taxable events. The tax status of a transaction may affect its value from both the buyer's and the seller's viewpoints. In a taxable acquisition,...
More F.I.A FAQs
Ten Tips to Keeping Track of Your Investments
With our busy lives, it's often difficult to keep track of our investments. You may find that you only review them once a year. However, it's important that you keep on top of your finances and...
More F.I.A Resources
Regulator Update
Press Release: Federal Bank Regulatory Agencies Release 2025 Small Business, Small Farm, and Community Development Lending Data
Thu, 05 Nov 2026 13:01:39 -0600
Thu, 05 Nov 2026 13:01:39 -0600
Press Release: FDIC Issues List of Banks Examined for CRA Compliance
Thu, 05 Nov 2026 09:35:31 -0600
Thu, 05 Nov 2026 09:35:31 -0600
SEC Adopts Amendments to Update Definitions of Small Entity for Investment Companies and Investment Advisers
Wed, 04 Nov 2026 11:28:00 -0500
Wed, 04 Nov 2026 11:28:00 -0500
SEC Issues Exemptive Relief from Treasury Clearing Requirements for Certain Inter-Affiliate and Non-U.S. Repo Transactions
Fri, 30 Oct 2026 15:30:00 -0400
Fri, 30 Oct 2026 15:30:00 -0400
Two Entities Charged in $130 Million Fraud Scheme That Used False SEC Filings to Boost Investor Confidence
Thu, 29 Oct 2026 12:42:37 -0400
Thu, 29 Oct 2026 12:42:37 -0400
SEC and AMF Announce Supervisory MOU To Enhance Cooperation for Investment Advisers and Investment Service Providers
Tue, 20 Oct 2026 09:25:16 -0400
Tue, 20 Oct 2026 09:25:16 -0400
FINRA Fines Webull $4.2 Million for Anti-Money Laundering and Best Execution Violations
Thu, 05 Nov 26 12:00:00 +0000
Thu, 05 Nov 26 12:00:00 +0000
SIFMA Foundation and FINRA Announce Strategic Alliance to Expand Investor Education
Wed, 28 Oct 26 12:00:00 +0000
Wed, 28 Oct 26 12:00:00 +0000
FINRA Makes Investor Education Content Available on Zogo Financial Learning Platform
Wed, 21 Oct 26 12:00:00 +0000
Wed, 21 Oct 26 12:00:00 +0000
FINRA Launches Enhanced Investor Education and Protection Tools to Help Research Markets and Recognize Fraud
Tue, 13 Oct 26 12:00:00 +0000
Tue, 13 Oct 26 12:00:00 +0000
Contact
Location:
5000 Wissahickon Ave #1, Philadelphia, PA 19144, USA
Email:
probe@gov.fia-us.org | audit@gov.fia-us.org
Call:
+1 (445) 308 0777