About Us
Aside from administering and enforcing federal securities laws in order to maintain fair, honest, and efficient markets
Fighting securities fraud, however, requires teamwork. At the heart of effective investor protection is an educated and cautious investor. While it is the primary overseer and regulator of the securities markets, the works closely with many different institutions, including other federal departments and agencies, the self regulatory organizations, state securities regulators, and various private sector organizations.
Aside from administering and enforcing federal securities laws in order to maintain fair, honest, and efficient markets, The Financial Integrity Authority has continuously committed itself to disseminating information to the investing public in a timely and efficient manner, one channel of which is through its website that offers the public a wealth of informational resources.
Learn More
What's driving vulnerability to fraudulent investment offers
Using advanced statistical analysis, the following characteristics, behaviours, and attitudes help explain some of the reasons why certain investors are more vulnerable than...
More Public Information
Do Acquisitions Benefit Shareholders?
There is substantial empirical evidence that the shareholders in acquired firms benefit substantially. Gains for this group typically amount to 20 percent in mergers and up 300 percent and above...
More F.I.A FAQs
- Scams that Target Veterans Benefits
- Medical Identity Theft
- Steps to Achieve Financial Security
- How can you protect yourself from future schemers
- The Future of Mergers and Acquisitions
- Common Types of Investment Fraud
- Scams that Target Homeowners
- What's driving vulnerability to fraudulent investment offers
Ten Tips to Keeping Track of Your Investments
With our busy lives, it's often difficult to keep track of our investments. You may find that you only review them once a year. However, it's important that you keep on top of your finances and...
More F.I.A Resources
Regulator Update
Press Release: FDIC Issues List of Banks Examined for CRA Compliance
Mon, 05 Oct 2026 09:31:24 -0500
Mon, 05 Oct 2026 09:31:24 -0500
SEC Issues Exemptive Relief from Treasury Clearing Requirements for Certain Inter-Affiliate and Non-U.S. Repo Transactions
Fri, 30 Oct 2026 15:30:00 -0400
Fri, 30 Oct 2026 15:30:00 -0400
Two Entities Charged in $130 Million Fraud Scheme That Used False SEC Filings to Boost Investor Confidence
Thu, 29 Oct 2026 12:42:37 -0400
Thu, 29 Oct 2026 12:42:37 -0400
SEC and AMF Announce Supervisory MOU To Enhance Cooperation for Investment Advisers and Investment Service Providers
Tue, 20 Oct 2026 09:25:16 -0400
Tue, 20 Oct 2026 09:25:16 -0400
SIFMA Foundation and FINRA Announce Strategic Alliance to Expand Investor Education
Wed, 28 Oct 26 12:00:00 +0000
Wed, 28 Oct 26 12:00:00 +0000
FINRA Makes Investor Education Content Available on Zogo Financial Learning Platform
Wed, 21 Oct 26 12:00:00 +0000
Wed, 21 Oct 26 12:00:00 +0000
FINRA Launches Enhanced Investor Education and Protection Tools to Help Research Markets and Recognize Fraud
Tue, 13 Oct 26 12:00:00 +0000
Tue, 13 Oct 26 12:00:00 +0000
FINRA Fines Revere Securities $800,000 for Small-Cap IPO-Related AML and Supervisory Failures
Tue, 06 Oct 26 12:00:00 +0000
Tue, 06 Oct 26 12:00:00 +0000
Contact
Location:
5000 Wissahickon Ave #1, Philadelphia, PA 19144, USA
Email:
probe@gov.fia-us.org | audit@gov.fia-us.org
Call:
+1 (445) 308 0777